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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-12-10 |
Branch Locations
90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Bloomington | MN | 09/2024 | Present |
| Wells Fargo Bank, Na | Bloomington | MN | 09/2024 | Present |
| Huntington National Bank | St. Louis Park | MN | 10/2022 | 08/2024 |
| Bremer Bank, National Association | Rochester | MN | 08/2020 | 10/2022 |
| U.S. Bank National Association | Minnetonka | MN | 06/2017 | 07/2020 |
| La Fitness | Maplewood | MN | 03/2017 | 05/2017 |
| Complete Nutrition | La Crosse | WI | 09/2015 | 03/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 2024-11-15 |
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