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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-02-12
TX RA APPROVED 2025-02-12
  • PA RA
    APPROVED
    Since 2025-02-12
  • TX RA
    APPROVED
    Since 2025-02-12

Branch Locations

1605 Camrody Court, Sewickley, PA 15143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sewickley PA 03/2020 11/2021
Huntington National Bank Steubenville OH 10/2018 03/2020
E-Safe Technologies Pittsburgh PA 10/2016 08/2019
Iheart Media Wheeling WV 10/2015 10/2016
Bank Of America, N.A. Sewickley PA 08/2020 11/2021
Lpl Financial, Llc Pittsburgh PA 12/2021 05/2023
Global Retirement Partners Llc Pittsburgh PA 12/2021 05/2023
The O.N. Equity Sales Company Cincinnati OH 05/2023 01/2025
Lpl Financial Llc Sewickley PA 01/2025 Present
Stratos Wealth Partners, Ltd. Sewickley PA 02/2025 Present
  • 03/2020 → 11/2021
    Sewickley, PA
  • 10/2018 → 03/2020
    Huntington National Bank
    Steubenville, OH
  • 10/2016 → 08/2019
    E-Safe Technologies
    Pittsburgh, PA
  • 10/2015 → 10/2016
    Iheart Media
    Wheeling, WV
  • 08/2020 → 11/2021
    Bank Of America, N.A.
    Sewickley, PA
  • 12/2021 → 05/2023
    Lpl Financial, Llc
    Pittsburgh, PA
  • 12/2021 → 05/2023
    Pittsburgh, PA
  • 05/2023 → 01/2025
    The O.N. Equity Sales Company
    Cincinnati, OH
  • 01/2025 → Present
    Lpl Financial Llc
    Sewickley, PA
  • 02/2025 → Present
    Sewickley, PA
Previous Registrations
Other Businesses

1- 02/2025 / The Kelley Financial Group / DBA for LPL Business (entity for LPL business) / INV RLTD / AT LOC / 160 HRS MNTH / 40 HRS DURING TRADING / START 01/13/2025 2- 02/2025 / Stratos Wealth Partners, Ltd / DBA for LPL Business (entity for LPL business) / INV RLTD / AT LOC / 160 HRS MNTH / 40 HRS DURING TRADING / START 01/13/2025 3- 02/2025 / J&N Construction LLC / Business Entity For Tax/Investment Purposes Only / NON INV RLTD / 10 HRS MNTH / START 06/01/2020 4- 02/2025 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 4) 02/19/2025 - Stratos Wealth Partners, Ltd. - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:01/13/2025 - 160 Hrs/Mth - 40 Hrs During Trading.I provide investment advisory services through Stratos Wealth Partners, Ltd., an independent investment advisor firm. I started this business activity in 1/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 03/20/2025 - The Kelley Financial Group - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date:01/13/2025 - 160 Hrs/Mth - 40 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-15
  • S66 Uniform Combined State Law Examination
    2021-06-15
Designations

View on SEC IAPD

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