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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-07-27 |
| TN | RA | APPROVED | 2021-01-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Memphis | TN | 03/2020 | Present |
| Ww Grainger, Inc | Memphis | TN | 02/2019 | 03/2020 |
| Fedex Services | Memphis | TN | 01/2015 | 02/2019 |
| Bank Of America N.A. | Memphis | TN | 06/2020 | Present |
I*629248Entity Type: CharitableName of outside business organization: The 100 Black Men of MemphisInvestment related: NoAddress of business: Memphis, TN 38104Position, title, association: OfficerStart date of relationship: 12/13/2021Number of hours devoted: 4 hrs WklyNumber of hours devoted during trading hours: 0Duties: Chairman of the board--preside over board and general membership meetings, assist with fundraising efforts and interface with funders, partners and stakeholders, appoint ad-hoc committee chairs, cooperate and assist other officers to ensure organizational goals are established, monitored and acheivedI*134463For profit or not for profit: For-Profit OrganizationName of outside business organization: NDO, LLCInvestment related: YAddress of business: Memphis, TN 38104Position, title, association: OwnerStart date of relationship: 8/1/2020Number of hours devoted: 4 hrs MthlyNumber of hours devoted during trading hours: 0Duties: NDO, LLC, is a family-owned real estate investment company. My position with the company is primarily a silent partner. I will not be performing daily tasks associated with NDO, LLC.I*533262For profit or not for profit: Entity For ProfitName of outside business organization: UpMore Consulting, LLCInvestment related: NoAddress of business: Memphis, TN 38119Position, title, association: OwnerStart date of relationship: 8/5/2019Number of hours devoted: 4 hrs WklyNumber of hours devoted during trading hours: 0Duties: UpMore Consulting, LLC, is a software consulting company that operates a K12 writing platform helping students become better writers. My duties include passively overseeing operations that contractors who manage the business on day-to-day basis complete aI*: 2287275Entity Type: CharitableName of OBA: Agape Child and Family Services, Inc.Address: Memphis, TN 38131Investment Related: NoPosition, Title, Association: Board Member Employee Start Date: 05/15/2025Number of Hours: 2 hrs mthlyNumber of Hours during trading: 0Duties: Perform duties of board membership responsibly and conform to the level of competence expected from board members in terms of knowledge of the agency, loyalty to the agency, and willingness to comply with written codes in the By-Laws and Covenants of the agency. Serve in leadership positions and undertake special assignments willingly and enthusiastically. I*3393267 Entity Type: Entity Charitable Name of OBA: ARTSmemphis Address: Memphis, Tennessee, 38117 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 02/01/2026 Number of Hours: 12, Yearly Number of Hours during trading: 0, Yearly Duties: A granting organization is to grow the foundation of art for Memphis with diligent, thoughtful, diverse, and intentional support attend quarterly board meetings, support the organization in its efforts to strengthen the arts community in Memphis
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-04 |
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