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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-07-27
TN RA APPROVED 2021-01-12
  • TX RA
    APPROVED_RES
    Since 2021-07-27
  • TN RA
    APPROVED
    Since 2021-01-12

Branch Locations

6060 Poplar Ave, Memphis, TN 38119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Memphis TN 03/2020 Present
Ww Grainger, Inc Memphis TN 02/2019 03/2020
Fedex Services Memphis TN 01/2015 02/2019
Bank Of America N.A. Memphis TN 06/2020 Present
Other Businesses

I*629248Entity Type: CharitableName of outside business organization: The 100 Black Men of MemphisInvestment related: NoAddress of business: Memphis, TN 38104Position, title, association: OfficerStart date of relationship: 12/13/2021Number of hours devoted: 4 hrs WklyNumber of hours devoted during trading hours: 0Duties: Chairman of the board--preside over board and general membership meetings, assist with fundraising efforts and interface with funders, partners and stakeholders, appoint ad-hoc committee chairs, cooperate and assist other officers to ensure organizational goals are established, monitored and acheivedI*134463For profit or not for profit: For-Profit OrganizationName of outside business organization: NDO, LLCInvestment related: YAddress of business: Memphis, TN 38104Position, title, association: OwnerStart date of relationship: 8/1/2020Number of hours devoted: 4 hrs MthlyNumber of hours devoted during trading hours: 0Duties: NDO, LLC, is a family-owned real estate investment company. My position with the company is primarily a silent partner. I will not be performing daily tasks associated with NDO, LLC.I*533262For profit or not for profit: Entity For ProfitName of outside business organization: UpMore Consulting, LLCInvestment related: NoAddress of business: Memphis, TN 38119Position, title, association: OwnerStart date of relationship: 8/5/2019Number of hours devoted: 4 hrs WklyNumber of hours devoted during trading hours: 0Duties: UpMore Consulting, LLC, is a software consulting company that operates a K12 writing platform helping students become better writers. My duties include passively overseeing operations that contractors who manage the business on day-to-day basis complete aI*: 2287275Entity Type: CharitableName of OBA: Agape Child and Family Services, Inc.Address: Memphis, TN 38131Investment Related: NoPosition, Title, Association: Board Member Employee Start Date: 05/15/2025Number of Hours: 2 hrs mthlyNumber of Hours during trading: 0Duties: Perform duties of board membership responsibly and conform to the level of competence expected from board members in terms of knowledge of the agency, loyalty to the agency, and willingness to comply with written codes in the By-Laws and Covenants of the agency. Serve in leadership positions and undertake special assignments willingly and enthusiastically. I*3393267 Entity Type: Entity Charitable Name of OBA: ARTSmemphis Address: Memphis, Tennessee, 38117 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 02/01/2026 Number of Hours: 12, Yearly Number of Hours during trading: 0, Yearly Duties: A granting organization is to grow the foundation of art for Memphis with diligent, thoughtful, diverse, and intentional support attend quarterly board meetings, support the organization in its efforts to strengthen the arts community in Memphis

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-04
  • S66 Uniform Combined State Law Examination
    2021-01-04

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