Steven Daniel Thomas Bragg

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2020 → 09/2021
  Edward Jones
  St Louis, MO
• 02/2013 → 03/2020
  Denver Mattress Company
  Marion, IA
• 09/2020 → 12/2021
  Unemployed
  Mount Vernon, IA
• 12/2021 → 06/2022
  Principal Life Insurance Company
  Cedar Rapids, IA
• 12/2021 → 06/2022
  Principal Securities Inc
  Cedar Rapids, IA
• 01/2021 → Present
  Strategic Financial Solutions
  Cedar Rapids, IA
• 06/2022 → Present
  Commonwealth Financial Network
  San Diego, CA

Previous Registrations

• 2022-01-05 → 2022-06-28
  Principal Securities, Inc.
  Hiawatha, IA
  Cedar Rapids, IA
• 2020-06-08 → 2021-09-29
  Edward Jones
  Cedar Rapids, IA
  St Louis, MO
  Mount Vernon, IA
  Mt Vernon, IA

Other Businesses

Fixed insurance sales; as of 06/16/2022; 30% of time spent during business hours; Conducted at branch location; Investment related.

Exams

• S66 Uniform Combined State Law Examination
  2020-06-06

Other Names

• Steven Bragg
• Steven Daniel Thomas Bragg