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Nicole Bartha Bailey

Focus Partners Wealth, LLC

West Hartford, CT

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Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-11-19
TX RA APPROVED 2024-11-01
  • CT RA
    APPROVED
    Since 2024-11-19
  • TX RA
    APPROVED
    Since 2024-11-01

Branch Locations

75 Isham Road Suite 310, West Hartford, CT 06107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gyl Financial Synergies, Llc West Hartford CT 12/2019 05/2024
Ss & C Technologies Windsor CT 02/2013 12/2019
Gyl Financial Synergies, Llc West Hartford CT 05/2024 Present
The Colony Group, Llc Boston MA 11/2024 Present
  • 12/2019 → 05/2024
    Gyl Financial Synergies, Llc
    West Hartford, CT
  • 02/2013 → 12/2019
    Ss & C Technologies
    Windsor, CT
  • 05/2024 → Present
    Gyl Financial Synergies, Llc
    West Hartford, CT
  • 11/2024 → Present
    The Colony Group, Llc
    Boston, MA
Previous Registrations
  • 2020-06-30 → 2024-12-06
    Gyl Financial Synergies, Llc
    Westport, CT
    Westport, CT
    West Hartford, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-06-30
  • S65 Uniform Investment Adviser Law Examination
    2020-06-30
Other Names
  • Nicole Diane Bartha

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · WEST HARTFORD, CT
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