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Nicholas Tanner Bennett

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hunt Valley, MD

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-11-11
MD RA APPROVED 2020-11-05
  • TX RA
    APPROVED
    Since 2020-11-11
  • MD RA
    APPROVED
    Since 2020-11-05

Branch Locations

11333 Mccormick Rd Ci Client Management, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hunt Valley MD 03/2020 Present
Costas Inn Baltimore MD 04/2013 Present
Exelon Aberdeen MD 06/2019 12/2019
Universal Mortgage & Finance Edgewater MD 08/2018 11/2018
Towson University Towson MD 08/2016 12/2018
Bank Of America, N.A. Hunt Valley MD 02/2022 Present
  • 03/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Hunt Valley, MD
  • 04/2013 → Present
    Costas Inn
    Baltimore, MD
  • 06/2019 → 12/2019
    Exelon
    Aberdeen, MD
  • 08/2018 → 11/2018
    Universal Mortgage & Finance
    Edgewater, MD
  • 08/2016 → 12/2018
    Towson University
    Towson, MD
  • 02/2022 → Present
    Bank Of America, N.A.
    Hunt Valley, MD
Other Businesses

Costas Inn Investment Related Business: No Address: Baltimore, MD 21222 Position/Title: Server/Bartender Relationship: Employee Start Date: 04/2012 Hours per Month: 26 hours Duties: Serving and Bartending customers in a restaraunt

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-03
  • S66 Uniform Combined State Law Examination
    2020-11-03
Other Names
  • Nick Tanner Bennett
  • Nicholas Bennett

View on SEC IAPD

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Other Offices

BAY HARBOR WEALTH MANAGEMENT, LLC · HUNT VALLEY, MD
ABS CAPITAL PARTNERS, INC. · HUNT VALLEY, MD
GROFF WEALTH MANAGEMENT · HUNT VALLEY, MD
MONUMENTAL WEALTH, LLC · HUNT VALLEY, MD
BUSH RIVER TRUST, LLC · HUNT VALLEY, MD
OSAIC WEALTH, INC. · HUNT VALLEY, MD
INDEPENDENT FINANCIAL PARTNERS · Hunt Valley, MD
AE WEALTH MANAGEMENT, LLC · Hunt Valley, MD

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