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Ashley Fernandez

LPl Financial LLC

Santa Barbara, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-05-26
  • CA RA
    APPROVED
    Since 2023-05-26

Branch Locations

1000 State Street, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Montecito Bank & Trust Santa Barbara CA 06/2019 Present
Ross Dress For Less Goleta CA 06/2018 06/2019
Home Depot Goleta CA 12/2015 12/2017
At&T Authorized Dealer Santa Barbara CA 01/2018 06/2018
Lpl Financial Llc Santa Barbara CA 02/2020 Present
  • 06/2019 → Present
    Montecito Bank & Trust
    Santa Barbara, CA
  • 06/2018 → 06/2019
    Ross Dress For Less
    Goleta, CA
  • 12/2015 → 12/2017
    Home Depot
    Goleta, CA
  • 01/2018 → 06/2018
    At&T Authorized Dealer
    Santa Barbara, CA
  • 02/2020 → Present
    Lpl Financial Llc
    Santa Barbara, CA
Other Businesses

1)06/22/2022 - MB&T Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 06/2022

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-25
  • S66 Uniform Combined State Law Examination
    2023-05-25

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CERITY PARTNERS LLC
J.P. MORGAN SECURITIES LLC
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC
KINGSWOOD WEALTH ADVISORS, LLC
MORGAN STANLEY
PLANMEMBER SECURITIES CORPORATION
RAYMOND JAMES & ASSOCIATES, INC.

Other Investors

DARIN CARLTON MAST
Eric Scott Wasmuth
CLAYTON ROBERT GIBSON
John Spruill
MONICA T WILLIAMS
Josh N Macaluso
Richard J Marcellin
Timothy Emmanuel Jou

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
J.P. MORGAN SECURITIES LLC · SANTA BARBARA, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Santa Barbara, CA
KINGSWOOD WEALTH ADVISORS, LLC · Santa Barbara, CA
MORGAN STANLEY · Santa Barbara, CA
LPL FINANCIAL LLC · SANTA BARBARA, CA

More in Santa Barbara, CA

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