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Dalton James Minor

Ae Wealth Management, LLC

Topeka, KS

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Current Employers
Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2020-02-20
  • KS RA
    APPROVED
    Since 2020-02-20

Branch Locations

2950 Sw Mcclure Rd Ste B, Topeka, KS 66614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ae Wealth Management, Llc Topeka KS 01/2019 Present
United Parcel Service Topeka KS 11/2018 12/2018
Unemployed Atchison KS 06/2018 10/2018
Usd 377 Effingham KS 08/2016 05/2018
  • 01/2019 → Present
    Topeka, KS
  • 11/2018 → 12/2018
    United Parcel Service
    Topeka, KS
  • 06/2018 → 10/2018
    Unemployed
    Atchison, KS
  • 08/2016 → 05/2018
    Usd 377
    Effingham, KS
Other Businesses

AE WEALTH MANAGEMENT, LLC; 01/2019; YES INVESTMENT RELATED; Registered Investment Adviser; Associated Person; 2950 SW McClure Rd Topeka KS 66614; IAPPROX 160 HRS/MONTH; APPROX 120 HRS/MONTH DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-10-08
  • S65 Uniform Investment Adviser Law Examination
    2019-10-08

View on SEC IAPD

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