Best Investors Account Sign in

Caroline Elizabeth O'COnnor

Morgan Stanley

Wellesley, MA

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-09-12
NY RA APPROVED 2021-04-27
TX RA APPROVED 2021-04-16
CT RA APPROVED 2021-03-31
  • NJ RA
    APPROVED
    Since 2024-09-12
  • NY RA
    APPROVED
    Since 2021-04-27
  • TX RA
    APPROVED
    Since 2021-04-16
  • CT RA
    APPROVED
    Since 2021-03-31

Branch Locations

112 Worcester Street, Wellesley, MA 02481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Wellesley MA 03/2020 Present
1Stdibs New York NY 01/2018 03/2020
North Of Nine Communications New York NY 04/2016 10/2017
  • 03/2020 → Present
    Morgan Stanley
    Wellesley, MA
  • 01/2018 → 03/2020
    1Stdibs
    New York, NY
  • 04/2016 → 10/2017
    North Of Nine Communications
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-31
  • S66 Uniform Combined State Law Examination
    2021-03-31
Other Names
  • Caroline Elizabeth Oconnor

View on SEC IAPD

Other Firms

PEAK FINANCIAL MANAGEMENT INC
EQUITABLE ADVISORS, LLC
FOCUS PARTNERS WEALTH, LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
SLC MANAGEMENT
MML INVESTORS SERVICES, LLC
COMMONWEALTH FINANCIAL NETWORK
SAVANT WEALTH MANAGEMENT

Other Investors

JEFFREY CHARLES SMITH
CHRISTOPHER KARL GAFFNEY
SHAUN PATRICK THOMPSON
NEEL K. TIKU
ROBERTO MARIO PANDOLFI
ROBERT STEPHEN ROSELLI
PRAN NATH TIKU
EZRA EDDIE SHAMMAY

Other Offices

PEAK FINANCIAL MANAGEMENT INC · WELLESLEY, MA
EQUITABLE ADVISORS, LLC · WELLESLEY, MA
FOCUS PARTNERS WEALTH, LLC · Wellesley, MA
FOCUS PARTNERS WEALTH, LLC · Wellessley, MA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · WELLESLEY, MA
FOCUS PARTNERS WEALTH, LLC · Wellesley, MA
FOCUS PARTNERS WEALTH, LLC · Wellelsey, MA
SLC MANAGEMENT · WELLESLEY HILLS, MA

More in Wellesley, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor