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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-08-10
TX RA APPROVED 2022-08-10
  • CA RA
    APPROVED
    Since 2022-08-10
  • TX RA
    APPROVED
    Since 2022-08-10

Branch Locations

3 Park Plz Suite 700, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 02/2020 07/2022
City National Bank Los Angeles CA 01/2011 02/2020
Bank Of America, Na Los Angeles CA 02/2020 07/2022
Jpmorgan Chase Bank, Na Irvine CA 07/2022 Present
Jpmorgan Securities Llc Irvine CA 07/2022 Present
  • 02/2020 → 07/2022
    Los Angeles, CA
  • 01/2011 → 02/2020
    City National Bank
    Los Angeles, CA
  • 02/2020 → 07/2022
    Bank Of America, Na
    Los Angeles, CA
  • 07/2022 → Present
    Jpmorgan Chase Bank, Na
    Irvine, CA
  • 07/2022 → Present
    Jpmorgan Securities Llc
    Irvine, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-30
  • S66 Uniform Combined State Law Examination
    2020-09-30
Other Names
  • Trisha Vo
  • Trisha Thanh Vo

View on SEC IAPD

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