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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-01-26
  • CO RA
    APPROVED
    Since 2026-01-26

Branch Locations

1700 Lincoln St 10Th & 11Th Fls [Ma/Md-Rbo], Denver, CO 80203 • United States

2415 Patterson Rd, Grand Junction, CO 81505 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Curtis Hotel Denver CO 06/2014 03/2020
Gold Crown Officiating Sedalia CO 01/2008 06/2020
New York Life Insurance Company Denver CO 03/2020 06/2020
Nylife Securities Llc Denver CO 06/2020 10/2025
Wells Fargo Clearing Services, Llc Denver CO 10/2025 Present
  • 06/2014 → 03/2020
    The Curtis Hotel
    Denver, CO
  • 01/2008 → 06/2020
    Gold Crown Officiating
    Sedalia, CO
  • 03/2020 → 06/2020
    New York Life Insurance Company
    Denver, CO
  • 06/2020 → 10/2025
    Nylife Securities Llc
    Denver, CO
  • 10/2025 → Present
    Denver, CO
Other Businesses

ARBITER SPORTS; NOT INV RELATED;SANDY,UT; ASSIGN BASKETBALL OFFICIALS; BASKETBALL OFFICIAL; START DATE: 11/25/2026; 4 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-23
  • S66 Uniform Combined State Law Examination
    2026-01-23

View on SEC IAPD

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