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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2020-06-30
  • CO RA
    APPROVED
    Since 2020-06-30

Branch Locations

5525 N Union Blvd # 200, Colorado Springs, CO 80918 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Colorado Springs CO 02/2020 Present
World Financial Group, Inc. Colorado Springs CO 03/2019 Present
Ibm Denver CO 01/2019 06/2020
Unemployed Highlands Ranch CO 06/2018 01/2019
Ca Technologies Denver CO 06/2004 05/2018
Cyberscience Corporation Cenntennial CO 11/2021 Present
Lspn Pro Llc Lindon UT 04/2023 05/2024
  • 02/2020 → Present
    Transamerica Financial Advisors, Inc
    Colorado Springs, CO
  • 03/2019 → Present
    World Financial Group, Inc.
    Colorado Springs, CO
  • 01/2019 → 06/2020
    Ibm
    Denver, CO
  • 06/2018 → 01/2019
    Unemployed
    Highlands Ranch, CO
  • 06/2004 → 05/2018
    Ca Technologies
    Denver, CO
  • 11/2021 → Present
    Cyberscience Corporation
    Cenntennial, CO
  • 04/2023 → 05/2024
    Lspn Pro Llc
    Lindon, UT
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Cyberscience Corporation / 1121-Present / Investment Related: No /6334 S Racine Cir Ste. 100 Centennial, CO 80111 / Global Prof Services Dir / Data Analytics & BI / Hrs. Work Monthly: 160 / Sec Trading Hrs: 3 / Daily management of consulting and support resources located in the USA, UK, and Australia

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-15
S63 Uniform Securities Agent State Law Examination 2020-06-30
S65 Uniform Investment Adviser Law Examination 2020-05-29
  • S66 Uniform Combined State Law Examination
    2021-09-15
  • S63 Uniform Securities Agent State Law Examination
    2020-06-30
  • S65 Uniform Investment Adviser Law Examination
    2020-05-29

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