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Joseph Steven Dokken

J.P. Morgan Securities LLC

Minneapolis, MN

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-05-22
TX RA APPROVED 2023-05-22
  • MN RA
    APPROVED
    Since 2023-05-22
  • TX RA
    APPROVED
    Since 2023-05-22

Branch Locations

241 5Th Ave N Suite 900, Minneapolis, MN 55401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Boston MA 01/2020 Present
Jpmorgan Securities Llc Boston MA 01/2020 Present
Jpmorgan Chase Bank Na Chicago IL 10/2019 12/2019
Us Army Lakehurst NJ 06/2018 08/2019
Unemployed Philadelphia PA 09/2019 09/2019
Us Army Grovetown GA 05/2015 05/2018
  • 01/2020 → Present
    Jpmorgan Chase Bank Na
    Boston, MA
  • 01/2020 → Present
    Jpmorgan Securities Llc
    Boston, MA
  • 10/2019 → 12/2019
    Jpmorgan Chase Bank Na
    Chicago, IL
  • 06/2018 → 08/2019
    Us Army
    Lakehurst, NJ
  • 09/2019 → 09/2019
    Unemployed
    Philadelphia, PA
  • 05/2015 → 05/2018
    Us Army
    Grovetown, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-17
S63 Uniform Securities Agent State Law Examination 2020-02-24
  • S66 Uniform Combined State Law Examination
    2023-05-17
  • S63 Uniform Securities Agent State Law Examination
    2020-02-24

View on SEC IAPD

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