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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-19
HI RA APPROVED 2021-10-14
  • TX RA
    APPROVED
    Since 2022-01-19
  • HI RA
    APPROVED
    Since 2021-10-14

Branch Locations

1003 Bishop St, Honolulu, HI 96813 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 01/2020 08/2021
Osaka University Osaka 06/2018 08/2018
Waseda University Tokyo 09/2018 08/2019
University Of California, Berkeley Berkeley CA 08/2016 08/2019
Uc Berkeley - School Of Law Library Berkeley CA 09/2017 05/2018
Umeda Los Angeles CA 10/2019 12/2019
Unemployed Los Angeles CA 09/2019 09/2019
Extended Travel Bangkok 08/2016 01/2017
Bank Of America, N.A. Los Angeles CA 01/2020 08/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Honolulu HI 08/2021 Present
Bank Of America N.A. Honolulu HI 08/2021 Present
  • 01/2020 → 08/2021
    Los Angeles, CA
  • 06/2018 → 08/2018
    Osaka University
    Osaka
  • 09/2018 → 08/2019
    Waseda University
    Tokyo
  • 08/2016 → 08/2019
    University Of California, Berkeley
    Berkeley, CA
  • 09/2017 → 05/2018
    Uc Berkeley - School Of Law Library
    Berkeley, CA
  • 10/2019 → 12/2019
    Umeda
    Los Angeles, CA
  • 09/2019 → 09/2019
    Unemployed
    Los Angeles, CA
  • 08/2016 → 01/2017
    Extended Travel
    Bangkok
  • 01/2020 → 08/2021
    Bank Of America, N.A.
    Los Angeles, CA
  • 08/2021 → Present
    Honolulu, HI
  • 08/2021 → Present
    Bank Of America N.A.
    Honolulu, HI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-30
  • S66 Uniform Combined State Law Examination
    2020-12-30

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