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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-09
CO RA APPROVED 2026-02-25
  • TX RA
    APPROVED
    Since 2026-06-09
  • CO RA
    APPROVED
    Since 2026-02-25

Branch Locations

5613 Dtc Parkway 9Th Fl [Mb-Rbo], Greenwood Village, CO 80111 • United States

3000 Hart Rd, Pueblo, CO 81008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Pueblo CO 07/2019 12/2019
Wyndham Construction & Cambridge Constructors Turnersville NJ 06/2015 06/2019
State Of Colorado Pueblo CO 12/2021 02/2022
T. Rowe Price Investment Services, Inc. Colorado Springs CO 04/2022 03/2024
Unemployed Pueblo CO 08/2021 11/2021
J.P. Morgan Securities Llc Colorado Springs CO 03/2024 09/2025
Jpmorgan Chase Bank, N.A. Colorado Springs CO 03/2024 09/2025
T. Rowe Price Advisory Services, Inc. Colorado Springs CO 09/2022 03/2024
T. Rowe Price Investment Services, Inc. Colorado Springs CO 01/2020 07/2021
Unemployed Pueblo CO 03/2022 03/2022
First Command Brokerage Services, Inc. Fort Worth TX 10/2025 01/2026
First Command Advisory Services, Inc. Fort Worth TX 10/2025 01/2026
First Command Insurance Services, Inc. Fort Worth TX 10/2025 01/2026
Wells Fargo Clearing Services, Llc Greenwood Village CO 01/2026 Present
  • 07/2019 → 12/2019
    Unemployed
    Pueblo, CO
  • 06/2015 → 06/2019
    Wyndham Construction & Cambridge Constructors
    Turnersville, NJ
  • 12/2021 → 02/2022
    State Of Colorado
    Pueblo, CO
  • 04/2022 → 03/2024
    T. Rowe Price Investment Services, Inc.
    Colorado Springs, CO
  • 08/2021 → 11/2021
    Unemployed
    Pueblo, CO
  • 03/2024 → 09/2025
    Colorado Springs, CO
  • 03/2024 → 09/2025
    Jpmorgan Chase Bank, N.A.
    Colorado Springs, CO
  • 09/2022 → 03/2024
    Colorado Springs, CO
  • 01/2020 → 07/2021
    T. Rowe Price Investment Services, Inc.
    Colorado Springs, CO
  • 03/2022 → 03/2022
    Unemployed
    Pueblo, CO
  • 10/2025 → 01/2026
    First Command Brokerage Services, Inc.
    Fort Worth, TX
  • 10/2025 → 01/2026
    First Command Advisory Services, Inc.
    Fort Worth, TX
  • 10/2025 → 01/2026
    First Command Insurance Services, Inc.
    Fort Worth, TX
  • 01/2026 → Present
    Greenwood Village, CO
Previous Registrations
Other Businesses

RENTAL PROPERTY - 7024; INV RELATED;COLORADO SPRINGS,CO; RENTAL;100% OWNERSHIP; START DATE: 08/15/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-09
S63 Uniform Securities Agent State Law Examination 2020-11-20
  • S66 Uniform Combined State Law Examination
    2022-09-09
  • S63 Uniform Securities Agent State Law Examination
    2020-11-20
Other Names
  • Dione Renee Viktoria Carroll
  • Dione R Carroll
  • Dione Carroll
  • Dione Renee Carroll
  • Dee Carroll

View on SEC IAPD

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