Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-10
  • CA RA
    APPROVED
    Since 2025-03-10

Branch Locations

2040 Main Street, Suite 175, Irvine, CA 92614 • United States

Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-10-02
  • CA RA
    APPROVED
    Since 2024-10-02

Branch Locations

2040 Main Street Suite 175, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Irvine CA 01/2020 Present
The Rinks - Anaheim Ice Anaheim CA 01/2018 08/2021
Cynthia Slawter Photography Ventura CA 05/2017 01/2018
California State University, Fullerton Fullerton CA 08/2018 12/2020
Marymount California University Rancho Palos Verdes CA 08/2016 08/2018
Holmes Associates Costa Mesa CA 05/2020 10/2020
Road To Gold Training Camps Kansas City CA 09/2019 09/2019
Stratos Wealth Partners Irvine CA 01/2025 Present
  • 01/2020 → Present
    Lpl Financial
    Irvine, CA
  • 01/2018 → 08/2021
    The Rinks - Anaheim Ice
    Anaheim, CA
  • 05/2017 → 01/2018
    Cynthia Slawter Photography
    Ventura, CA
  • 08/2018 → 12/2020
    California State University, Fullerton
    Fullerton, CA
  • 08/2016 → 08/2018
    Marymount California University
    Rancho Palos Verdes, CA
  • 05/2020 → 10/2020
    Holmes Associates
    Costa Mesa, CA
  • 09/2019 → 09/2019
    Road To Gold Training Camps
    Kansas City, CA
  • 01/2025 → Present
    Stratos Wealth Partners
    Irvine, CA
Other Businesses

1.05/31/2022; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Rooted Advisory Group /; Investment Related; at Reported Business Location(s); Start Date 05/24/2022; 160hrs/mth; 8hrs during trading 2.05/31/2022; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Stratos Wealth Partners /; Investment Related; at Reported Business Location(s); Start Date 05/24/2022; 160hrs/mth; 8hrs during trading 3.05/31/2022; Notary Public of California; ; Investment Related; at Reported Business Location(s); Start Date 05/24/2022; 0hrs/mth; 0hrs during trading 4.06/10/2022; Stratos Wealth Partners; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 05/24/2022; 160hrs/mth; 8hrs during trading; 5.06/10/2022; Stratos Wealth Partners, LTD; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 05/24/2022; 160hrs/mth; 8hrs during trading; 6.05/18/2026; Gold Financial; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 05/14/2026; 160hrs/mth; 160hrs during trading 7.05/26/2026; LPL Financial; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 05/14/2026; 1hrs/mth; 1hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-02
  • S66 Uniform Combined State Law Examination
    2022-12-02

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Irvine, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor