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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-10 |
Branch Locations
2040 Main Street, Suite 175, Irvine, CA 92614 • United States
3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-02 |
Branch Locations
2040 Main Street Suite 175, Irvine, CA 92614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Irvine | CA | 01/2020 | Present |
| The Rinks - Anaheim Ice | Anaheim | CA | 01/2018 | 08/2021 |
| Cynthia Slawter Photography | Ventura | CA | 05/2017 | 01/2018 |
| California State University, Fullerton | Fullerton | CA | 08/2018 | 12/2020 |
| Marymount California University | Rancho Palos Verdes | CA | 08/2016 | 08/2018 |
| Holmes Associates | Costa Mesa | CA | 05/2020 | 10/2020 |
| Road To Gold Training Camps | Kansas City | CA | 09/2019 | 09/2019 |
| Stratos Wealth Partners | Irvine | CA | 01/2025 | Present |
1.05/31/2022; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Rooted Advisory Group /; Investment Related; at Reported Business Location(s); Start Date 05/24/2022; 160hrs/mth; 8hrs during trading 2.05/31/2022; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Stratos Wealth Partners /; Investment Related; at Reported Business Location(s); Start Date 05/24/2022; 160hrs/mth; 8hrs during trading 3.05/31/2022; Notary Public of California; ; Investment Related; at Reported Business Location(s); Start Date 05/24/2022; 0hrs/mth; 0hrs during trading 4.06/10/2022; Stratos Wealth Partners; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 05/24/2022; 160hrs/mth; 8hrs during trading; 5.06/10/2022; Stratos Wealth Partners, LTD; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 05/24/2022; 160hrs/mth; 8hrs during trading; 6.05/18/2026; Gold Financial; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 05/14/2026; 160hrs/mth; 160hrs during trading 7.05/26/2026; LPL Financial; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 05/14/2026; 1hrs/mth; 1hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-02 |
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