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Sammy Bob Chau

Charles Schwab & Co., Inc.

Mission Viejo, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-01-08
  • CA RA
    APPROVED
    Since 2021-01-08

Branch Locations

27201 Puerta Real Suite 100, Mission Viejo, CA 92691-8570 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Mission Viejo CA 01/2020 Present
Charles Schwab Bank, Ssb Mission Viejo CA 01/2020 Present
Capital Group Companies Irvine CA 01/2014 02/2018
Unemployed Lake Forest CA 02/2018 01/2020
  • 01/2020 → Present
    Charles Schwab & Co., Inc
    Mission Viejo, CA
  • 01/2020 → Present
    Charles Schwab Bank, Ssb
    Mission Viejo, CA
  • 01/2014 → 02/2018
    Capital Group Companies
    Irvine, CA
  • 02/2018 → 01/2020
    Unemployed
    Lake Forest, CA
Other Businesses

1) Pilgramitas LLC | Investment Related:No|1727 Alamitas Ave|Monrovia|CA|91016|USA|Real Estate (Non-Agent/Broker)|Owner|1/1/2019|Less than 20|0|Part owner of rental income property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-08
  • S66 Uniform Combined State Law Examination
    2021-01-08

View on SEC IAPD

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Other Offices

EDWARD JONES · MISSION VIEJO, CA
J.P. MORGAN SECURITIES LLC · MISSION VIEJO, CA
WELLS FARGO CLEARING SERVICES, LLC · MISSION VIEJO, CA
PFS INVESTMENTS INC. · MISSION VIEJO, CA
CETERA INVESTMENT ADVISERS LLC · MISSION VIEJO, CA
PFS INVESTMENTS INC. · MISSION VIEJO, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MISSION VIEJO, CA
J.P. MORGAN SECURITIES LLC · MISSION VIEJO, CA

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