Best Investors
Account
Sign in
Best Investors
Account
Sign in
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-11 |
| CO | RA | APPROVED | 2022-09-29 |
Branch Locations
660 Southpointe Ct, Colorado Springs, CO 80906 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2020 | 09/2022 |
| Northwestern Mutual Investment Services Llc | Colorado Spgs | CO | 01/2020 | 09/2022 |
| Army | Fort Carson | CO | 05/2015 | 01/2020 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2020 | 09/2022 |
| Raymond James Financial Services, Inc. | Colorado Springs | CO | 09/2022 | Present |
| Raymond James Financial Services Advisors, Inc. | Colorado Springs | CO | 09/2022 | Present |
(1)Name of Business: Address: 660 Southpointe Ct Ste 316, Colorado Springs, CO, 80906-3874, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/01/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Obtain quotes for clients and place life, disability or long term care insurance in force for clients when appropriate. (2)Name of Business: Rodriguez Wealth Management, LLC Address: 660 Southpointe Ct Ste 316, Colorado Springs, CO, 80906-3874, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 09/11/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: This is simply the LLC that I use for my RJFS Financial Planning income. There is no outside activity outside of Raymond James or any sort of marketing associated with this LLC. (3)Name of Business: Sovereign Wealth Strategies Group Address: 660 Southpointe Ct Ste 316, Colorado Springs, CO, 80906-3874, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 09/29/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: DBA Name for Financial Planning
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-06-01 |
Reach out to this advisor