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1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-04-28 |
Branch Locations
1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-04-17 |
Branch Locations
1300 Godward St Ne Suite 5500, Minneapolis, MN 55413 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Focus Financial Network, Inc. | Minneapolis | MN | 01/2020 | Present |
| Osaic Wealth, Inc. | Minneapolis | MN | 12/2023 | Present |
| Breadsmith | Oro Valley | AZ | 01/2013 | 05/2019 |
| Dr. Kaye Otter Chiropractor | Bloomington | MN | 05/2019 | 01/2020 |
1. FOCUS FINANCIAL NETWORK, INC. POSITION: Financial Planning Associate NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/07/2020 ADDRESS: 1300 Godward St NE Ste 5500, Minneapolis MN 55413, United States DESCRIPTION: Research, Marketing, Client Meeting Summaries & Activities, Training to be associate advisor, assistant to advisor, admin, planning inputs, paperwork, etc. 2. FOCUS FINANCIAL NETWORK, INC. POSITION: Insurance agent NATURE: Insurance agency. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/09/2020 ADDRESS: 1300 Godward St NE Ste 5500, Minneapolis MN 55413, United States DESCRIPTION: Sales and service of life insurance and long-term care insurance. 3. FOCUS FINANCIAL NETWORK, INC. POSITION: Financial Advisor NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/27/2025 ADDRESS: 1300 Godward St NE Ste 5500, Minneapolis MN 55413, United States DESCRIPTION: Research Marketing Trading Client Meeting Summaries & Activities
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-16 |
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