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Current Employers
Focus Financial

1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-04-28
  • MN RA
    APPROVED
    Since 2025-04-28

Branch Locations

1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-04-17
  • MN RA
    APPROVED
    Since 2025-04-17

Branch Locations

1300 Godward St Ne Suite 5500, Minneapolis, MN 55413 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Focus Financial Network, Inc. Minneapolis MN 01/2020 Present
Osaic Wealth, Inc. Minneapolis MN 12/2023 Present
Breadsmith Oro Valley AZ 01/2013 05/2019
Dr. Kaye Otter Chiropractor Bloomington MN 05/2019 01/2020
  • 01/2020 → Present
    Focus Financial Network, Inc.
    Minneapolis, MN
  • 12/2023 → Present
    Minneapolis, MN
  • 01/2013 → 05/2019
    Breadsmith
    Oro Valley, AZ
  • 05/2019 → 01/2020
    Dr. Kaye Otter Chiropractor
    Bloomington, MN
Other Businesses

1. FOCUS FINANCIAL NETWORK, INC. POSITION: Financial Planning Associate NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/07/2020 ADDRESS: 1300 Godward St NE Ste 5500, Minneapolis MN 55413, United States DESCRIPTION: Research, Marketing, Client Meeting Summaries & Activities, Training to be associate advisor, assistant to advisor, admin, planning inputs, paperwork, etc. 2. FOCUS FINANCIAL NETWORK, INC. POSITION: Insurance agent NATURE: Insurance agency. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/09/2020 ADDRESS: 1300 Godward St NE Ste 5500, Minneapolis MN 55413, United States DESCRIPTION: Sales and service of life insurance and long-term care insurance. 3. FOCUS FINANCIAL NETWORK, INC. POSITION: Financial Advisor NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/27/2025 ADDRESS: 1300 Godward St NE Ste 5500, Minneapolis MN 55413, United States DESCRIPTION: Research Marketing Trading Client Meeting Summaries & Activities

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-16
  • S66 Uniform Combined State Law Examination
    2025-04-16

View on SEC IAPD

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