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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-06-03
  • NC RA
    APPROVED
    Since 2020-06-03

Branch Locations

218 W Main St, Lincolnton, NC 28092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Co Lincolnton NC 11/2019 Present
Mml Investors Services, Llc Lincolnton NC 01/2020 Present
Advantage Waypoint Charlotte NC 02/2018 01/2020
Cabarrus County Schools Concord NC 08/2016 02/2018
  • 11/2019 → Present
    Mass Mutual Life Insurance Co
    Lincolnton, NC
  • 01/2020 → Present
    Lincolnton, NC
  • 02/2018 → 01/2020
    Advantage Waypoint
    Charlotte, NC
  • 08/2016 → 02/2018
    Cabarrus County Schools
    Concord, NC
Other Businesses

NAME: Elite Equity LLC, INV REL: N, ADD: 218 W Main St., Lincolnton, NC 28092, NATURE/DUTIES: Owner of LLC for pass through compensation, POSITION: Owner, START DATE: 4/1/2025, NO. HR/MO: 0, NO. HR/MO DURING SEC TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-27
  • S66 Uniform Combined State Law Examination
    2020-05-27

View on SEC IAPD

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