Norberto Daniel Pagan Rivera

Current Employers

Employment History

• 01/2020 → Present
  Kovack Securities, Inc.
  Fort Lauderdale, FL
• 03/2019 → 09/2019
  Standard International Bank
  San Juan, PR
• 01/2011 → 01/2020
  Self Employed Consultant And Attorney
  San Juan, PR
• 09/2020 → Present
  Kovack Advisors, Inc.
  Fort Lauderdale, FL

Other Businesses

1) DBA-WEST INDIES WEALTH MANAGEMNT - 1590 PONCE DE LEON AVE,, GM GROUP PLAZA, STE 405, PMB 31, SAN JUAN, PR 00926; INVESTMENT RELATED; START DATE 8.26.2020; FINANCIAL PLANNING & WEALTH MANAGEMENT; FINANCIAL ADVISOR; 80 HOURS/MONTH DEVOTED TO OTHER BUSINESS; 60 HOURS/MONTH OF TIME SPENT DURING SECURITIES TRADING HOURS; MANAGING INVESTMENT PORTFOLIOS FOR CLIENTS. 2) PR COMPLIANCE GURU, LLC-1413 AVENIDA MANUEL FERNANDEZ JUNCOS, PODIATRY CENTER SUITE 3-H, SAN JUAN PR 00909; NON-INVESTMENT RELATED; START DATE 3.1.2024; LEGAL, TAX CONSULTING, LITIGATION, NOTARY PUBLIC, AUDITING SERVICES AND BANK COMPLIANCE CONSUTLING; OWNER AND PRESIDENT; 80% OF TIME SPENT. 3) PERFECT STORM FOUNDATION - 8 THE GREEN, SUITE B, DOVER, DE 19901; NON-INVESTMENT RELATED; START DATE MARCH 16, 2026; NON-PROFIT ORGANIZATION; DIRECTOR, CORPORATE SECRETARY AND BOD LEGAL COUNSELOR; 6 HOURS/MONTH DEVOTED TO OTHER BUSINESS; LESS THAN I HOUR/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS. 4) DRS IMPORTS INC. - 1578 CALLE JUAN, PONCE DE LEON, SAN JUAN 00926; START DATE 4.21.26; NON-INVESTMENT RELATED; SALES FOR WINE, ALCOHOLIC BEVERAGES & DISTILLED SPIRITS IMPORT; SECRETARY & MINORITY OWNER; 3 HOURS/MONTH DEVOTED TO OTHER BUSINESS; LESS THAN 1 HOUR/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2020-10-30