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David Michael Smith

Redwood Park Advisors

Redwood City, CA

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Current Employers
Redwood Park Advisors

3 Twin Dolphin Drive Suite 210, Redwood City, CA 94065 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-06-29
  • CA RA
    APPROVED
    Since 2020-06-29

Branch Locations

3 Twin Dolphin Drive Suite 210, Redwood City, CA 94065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Redwood City CA 08/2016 06/2020
Redwood Park Advisors, Llc Redwood City CA 06/2020 Present
Lpl Financial, Llc Redwood City CA 01/2017 07/2020
Previous Registrations
  • 2017-01-04 → 2020-07-02
    Lpl Financial Llc
    Redwood City, CA
  • 2005-05-16 → 2006-01-26
    Morgan Stanley Dw Inc.
    San Francisco, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-11-14
S66 Uniform Combined State Law Examination 2005-04-18
  • S63 Uniform Securities Agent State Law Examination
    2016-11-14
  • S66 Uniform Combined State Law Examination
    2005-04-18
Designations
Other Names
  • Dave Michael Smith

View on SEC IAPD

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Other Offices

STRATOS WEALTH PARTNERS, LTD · Redwood City, CA
STRATOS WEALTH PARTNERS, LTD · Redwood City, CA
ALLSTATE FINANCIAL ADVISORS, LLC · Redwood City, CA
OSAIC WEALTH, INC. · REDWOOD CITY, CA
NEPC, LLC · Redwood City, CA
AINA CLIMATE AI VENTURES, LLC · REDWOOD CITY, CA
OSAIC INSTITUTIONS, INC. · Redwood City, CA
1ST COURSE CAPITAL MANAGEMENT, LLC · REDWOOD CITY, CA

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