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Charles Andrew Mott

Cetera Investment Advisers LLC

Latham, NY

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-26
NY RA APPROVED 2026-04-29
  • TX RA
    APPROVED
    Since 2026-05-26
  • NY RA
    APPROVED
    Since 2026-04-29

Branch Locations

19 British American Blvd East, Latham, NY 12110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mark Damico Cpa Oneonta NY 10/2015 04/2017
Selective Insurance Branchville NJ 05/2016 01/2020
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2020 Present
Northwestern Mutual Investment Services Llc Latham NY 05/2020 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 10/2020 Present
Cetera Investment Services Llc St Cloud MN 04/2026 Present
Cetera Investment Advisors Llc Latham NY 04/2026 Present
  • 10/2015 → 04/2017
    Mark Damico Cpa
    Oneonta, NY
  • 05/2016 → 01/2020
    Selective Insurance
    Branchville, NJ
  • 01/2020 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 05/2020 → Present
    Northwestern Mutual Investment Services Llc
    Latham, NY
  • 10/2020 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 04/2026 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 04/2026 → Present
    Cetera Investment Advisors Llc
    Latham, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-08-18
  • S63 Uniform Securities Agent State Law Examination
    2020-08-18
Designations
Other Names
  • Charles Andrew Mott
  • Charles Andrew Mott

View on SEC IAPD

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CAPABLE WEALTH, LLC
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TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
GALLAGHER FIDUCIARY ADVISORS, LLC

Other Investors

Becky M Sciortino
CHRISTOPHER MICHAEL INGEMIE
DAVID P MARTIN
DANIEL SCOTT SULLIVAN
Nicholas Arthur Mattiello
John Michael Daniels
Zachary T Rupert
Christopher Welfley

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LATHAM, NY
AMERIPRISE FINANCIAL SERVICES, LLC · Latham, NY
EAGLE STRATEGIES LLC · LATHAM, NY
MML INVESTORS SERVICES, LLC · LATHAM, NY
CAPABLE WEALTH, LLC · LATHAM, NY
LPL FINANCIAL LLC · LATHAM, NY
LPL FINANCIAL LLC · LATHAM, NY
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · LATHAM, NY

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