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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-01-14 |
Branch Locations
8191 Southpark Lane Suite 101, Littleton, CO 80120 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwfs Equities, Inc. | Greenwood Village | CO | 08/2016 | 10/2016 |
| Charles Schwab & Co., Inc. | Lone Tree | CO | 05/2019 | 02/2025 |
| Service Software / Xactware | Littleton | CO | 11/2016 | 05/2019 |
| Charles Schwab Bank, Ssb | Lone Tree | CO | 06/2022 | 02/2025 |
| Lpl Enterprise Llc | Littleton | CO | 01/2026 | Present |
| Optimal Home Care | Denver | CO | 02/2025 | 10/2025 |
| Photos By Mcgraw | Littleton | CO | 10/2024 | Present |
1) 04/22/2026-Waypoint Wealth Management, LLC-Financial Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 04/06/2026-240hrs/mth-160hrs/mth during trading 2) 2026-01-14 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Y - 160 - 160 - at reported business location(s) - 2026-01-09 - This OBA is for outside insurance only (i.e. fixed life, LTC, health, etc.). All fixed annuity business must be submitted through LPLE¿s approved annuity order entry system and not conducted as an OBA. P&C insurance must be submitted via separate OBA type. 3) 2026-01-14 - Investment products and services are offered through LPL Enterprise LLC using the DBA/trade name. - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Y - 160 - 160 - at reported business location(s) - 2026-01-09 - Pursuant to a strategic relationship between Prudential, LPL Enterprise, LLC (¿LPLE¿), and LPL Financial LLC (¿LPLF¿), Prudential Advisors financial professionals provide securities brokerage services and/or investment advice on securities solely as registered persons of LPL Enterprise, an affiliate of LPL Financial. LPLE and LPLF are not affiliated with Prudential. 4) 2026-01-14 - photos by McGraw - Artist/ Musician - N - 10 - 0 - Highlands Ranch CO - 2026-01-08 - I photograph cars and motorsport for clients
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-27 |
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