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Tingting Zhao

J.P. Morgan Securities LLC

Saratoga, CA

Cupertino, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-10
CA RA APPROVED 2019-10-29
  • TX RA
    APPROVED_RES
    Since 2024-10-10
  • CA RA
    APPROVED
    Since 2019-10-29

Branch Locations

14410 Big Basin Way, Saratoga, CA 95070 • United States

20576 Homestead Rd, Cupertino, CA 95014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Foster City CA 07/2015 05/2018
Wells Fargo Clearing Services, Llc Foster City CA 07/2016 05/2018
Morgan Stanley Los Gatos CA 05/2018 08/2019
J.P. Morgan Securities Llc Cupertino CA 08/2019 Present
Jpmorgan Chase Bank, N.A. Cupertino CA 08/2019 Present
  • 07/2015 → 05/2018
    Wells Fargo Bank, Na
    Foster City, CA
  • 07/2016 → 05/2018
    Wells Fargo Clearing Services, Llc
    Foster City, CA
  • 05/2018 → 08/2019
    Morgan Stanley
    Los Gatos, CA
  • 08/2019 → Present
    J.P. Morgan Securities Llc
    Cupertino, CA
  • 08/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Cupertino, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-07
S63 Uniform Securities Agent State Law Examination 2017-02-17
  • S66 Uniform Combined State Law Examination
    2019-10-07
  • S63 Uniform Securities Agent State Law Examination
    2017-02-17

View on SEC IAPD

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Other Investors

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YUEZUE JOANNA Price
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Eugene Mendoza
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Mark E. Manasco

Other Offices

TRANSAMERICA FINANCIAL ADVISORS, LLC · SARATOGA, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
OSAIC WEALTH, INC. · SAN JOSE, CA
BETTERWEALTH LLC · SAN JOSE, CA
WHEELER FINANCIAL SERVICES, LLC · SAN JOSE, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Saratoga, CA

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