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Elisheva Sharon Defeo

Yhb Investment Advisors Inc

West Hartford, CT

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Current Employers
Yhb Investment Advisors Inc

29 South Main Street Suite 306, West Hartford, CT 06107-2417 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-06
CT RA APPROVED 2018-01-30
  • TX RA
    APPROVED_RES
    Since 2024-11-06
  • CT RA
    APPROVED
    Since 2018-01-30

Branch Locations

29 South Main Street, Suite 306, West Hartford, CT 06107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services Llc West Hartford CT 02/2014 01/2018
Robert Roth West Hartford CT 01/2014 01/2018
Northwestern Mutual Wealth Management Company Milwaukee WI 04/2014 01/2018
Yhb Investment Advisors Inc. West Hartford CT 01/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-21
S63 Uniform Securities Agent State Law Examination 2007-12-10
  • S66 Uniform Combined State Law Examination
    2009-12-21
  • S63 Uniform Securities Agent State Law Examination
    2007-12-10
Other Names
  • Elisheva Sharon Defeo
  • Elisheva Sharon De Feo

View on SEC IAPD

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