Best Investors Account Sign in

Mark Alexander Cole

Robert W. Baird & Co. Incorporated

Toledo, OH

Claim This Profile
Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-02-02
OH RA APPROVED 2020-06-29
TX RA APPROVED 2020-06-29
  • FL RA
    APPROVED
    Since 2022-02-02
  • OH RA
    APPROVED
    Since 2020-06-29
  • TX RA
    APPROVED
    Since 2020-06-29

Branch Locations

3439 Granite Circle Suite 300, Toledo, OH 43617 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Toledo OH 07/2016 11/2016
Wells Fargo Clearing Services, Llc Toledo OH 11/2016 06/2020
Robert W. Baird Toledo OH 06/2020 Present
  • 07/2016 → 11/2016
    Wells Fargo Advisors, Llc
    Toledo, OH
  • 11/2016 → 06/2020
    Wells Fargo Clearing Services, Llc
    Toledo, OH
  • 06/2020 → Present
    Robert W. Baird
    Toledo, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-21
  • S66 Uniform Combined State Law Examination
    2016-10-21
Other Names
  • Mark Cole

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
CETERA INVESTMENT ADVISERS LLC
GURNEE GROUP, LLC
OSAIC WEALTH, INC.
EDWARD JONES
EAGLE STRATEGIES LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC

Other Investors

RYAN PHILLIP KELLEY
BRETT RYAN JERGENS
Carter Dye
DANIEL JOSEPH DERRIG
GREGORY FOCKLER
Heather Beier
Brandon Edward Rodriguez
KATHRYN LEE KELLEY

Other Offices

LPL FINANCIAL LLC · TOLEDO, OH
CETERA INVESTMENT ADVISERS LLC · TOLEDO, OH
GURNEE GROUP, LLC · TOLEDO, OH
OSAIC WEALTH, INC. · TOLEDO, OH
EDWARD JONES · TOLEDO, OH
EAGLE STRATEGIES LLC · TOLEDO, OH
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Toledo, OH
AMERITAS ADVISORY SERVICES, LLC · TOLEDO, OH

More in Toledo, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor