Brian Michael Rosenfield

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 11/2016
  Wells Fargo Advisors Llc
  San Diego, CA
• 08/2015 → Present
  Wells Fargo Bank, Na
  San Diego, CA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  San Diego, CA

Other Businesses

ECLIPSE PRODUCATION COMPANY, LLC; INV RELATED; SAN DIEGO, CA; 100% OWNERSHIP; 05/2025; 12 HOURS PER MONTH; 0 DURING TRADING; EVENT SERVICES SPECIALIZING IN PHOTO BOOTH RENTALS | BEAUTY AS DESIRED LLC ; INV RELATED; SAN DIEGO ,CA; BEAUTY SERVICES ;50% OWNERSHIP; START DATE: 01/01/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; OPERALTIONALLY THIS IS MY WIFES BUSINESS IN WHICH I AM LISTED AS 50% OWNER; |

Exams

• S66 Uniform Combined State Law Examination
  2021-05-10
• S63 Uniform Securities Agent State Law Examination
  2016-09-14

Other Names

• Brian Rosenfield