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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-05-10
  • CA RA
    APPROVED
    Since 2021-05-10

Branch Locations

4655 Executive Dr Ste 1000 [Sc-Rbo], San Diego, CA 92121 • United States

2751 Via De La Valle, Del Mar, CA 92014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc San Diego CA 07/2016 11/2016
Wells Fargo Bank, Na San Diego CA 08/2015 Present
Wells Fargo Clearing Services, Llc San Diego CA 11/2016 Present
  • 07/2016 → 11/2016
    Wells Fargo Advisors Llc
    San Diego, CA
  • 08/2015 → Present
    Wells Fargo Bank, Na
    San Diego, CA
  • 11/2016 → Present
    San Diego, CA
Other Businesses

ECLIPSE PRODUCATION COMPANY, LLC; INV RELATED; SAN DIEGO, CA; 100% OWNERSHIP; 05/2025; 12 HOURS PER MONTH; 0 DURING TRADING; EVENT SERVICES SPECIALIZING IN PHOTO BOOTH RENTALS | BEAUTY AS DESIRED LLC ; INV RELATED; SAN DIEGO ,CA; BEAUTY SERVICES ;50% OWNERSHIP; START DATE: 01/01/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; OPERALTIONALLY THIS IS MY WIFES BUSINESS IN WHICH I AM LISTED AS 50% OWNER; |

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-10
S63 Uniform Securities Agent State Law Examination 2016-09-14
  • S66 Uniform Combined State Law Examination
    2021-05-10
  • S63 Uniform Securities Agent State Law Examination
    2016-09-14
Other Names
  • Brian Rosenfield

View on SEC IAPD

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