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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
  • CO RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

7222 Commerce Ctr Dr Ste 108, Colorado Springs, CO 80919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2016 11/2020
Northwestern Mutual Investment Services Llc Colorado Spgs CO 08/2016 11/2020
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2017 11/2020
United States Army Reserve Denver CO 11/2017 10/2019
Securian Financial Services Inc St Paul MN 11/2020 08/2023
Cetera Wealth Services, Llc Colorado Springs CO 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Everoak Wealth Co Colorado Springs CO 11/2020 Present
  • 08/2016 → 11/2020
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2016 → 11/2020
    Northwestern Mutual Investment Services Llc
    Colorado Spgs, CO
  • 06/2017 → 11/2020
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 11/2017 → 10/2019
    United States Army Reserve
    Denver, CO
  • 11/2020 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Colorado Springs, CO
  • 08/2023 → Present
    Schaumburg, IL
  • 11/2020 → Present
    Everoak Wealth Co
    Colorado Springs, CO
Previous Registrations
  • 2020-11-18 → 2023-08-10
    Securian Financial Services, Inc.
    Colorado Springs, CO
    St. Paul, MN
Other Businesses

1) NAME OF OTHER BUSINESS: EVEROAK WEALTH CO., INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 07/2020, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-09-22
  • S63 Uniform Securities Agent State Law Examination
    2016-09-22
Designations
Other Names
  • Jeff St Gelais

View on SEC IAPD

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