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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED | 2023-08-10 |
Branch Locations
7222 Commerce Ctr Dr Ste 108, Colorado Springs, CO 80919 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2016 | 11/2020 |
| Northwestern Mutual Investment Services Llc | Colorado Spgs | CO | 08/2016 | 11/2020 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2017 | 11/2020 |
| United States Army Reserve | Denver | CO | 11/2017 | 10/2019 |
| Securian Financial Services Inc | St Paul | MN | 11/2020 | 08/2023 |
| Cetera Wealth Services, Llc | Colorado Springs | CO | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
| Everoak Wealth Co | Colorado Springs | CO | 11/2020 | Present |
1) NAME OF OTHER BUSINESS: EVEROAK WEALTH CO., INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 07/2020, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-09-22 |
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