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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-08-31 |
| VA | RA | APPROVED | 2026-05-15 |
| KS | RA | APPROVED | 2026-02-05 |
| NJ | RA | APPROVED | 2026-01-07 |
| MT | RA | APPROVED | 2025-12-04 |
| MI | RA | APPROVED | 2025-08-28 |
| FL | RA | APPROVED | 2023-08-29 |
| WI | RA | APPROVED | 2023-03-31 |
| IL | RA | APPROVED | 2023-01-04 |
| MN | RA | APPROVED | 2022-11-01 |
| NC | RA | APPROVED | 2022-10-31 |
| OK | RA | APPROVED | 2022-10-31 |
| OH | RA | APPROVED | 2022-08-18 |
| AK | RA | APPROVED | 2022-07-29 |
| GA | RA | APPROVED | 2021-09-01 |
| NY | RA | APPROVED | 2021-04-16 |
| IA | RA | APPROVED | 2021-02-09 |
| NV | RA | APPROVED | 2021-02-03 |
| MO | RA | APPROVED | 2021-01-29 |
| CA | RA | APPROVED | 2021-01-15 |
| PA | RA | APPROVED | 2021-01-15 |
| TX | RA | APPROVED | 2021-01-15 |
| WA | RA | APPROVED | 2021-01-15 |
| AZ | RA | APPROVED | 2020-11-04 |
Branch Locations
9336 E Raintree Drive Suite 110, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Desert Highlands Golf Club | Phoenix | AZ | 08/2015 | 03/2019 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 07/2016 | 09/2020 |
| Park Avenue Securities | Scottsdale | AZ | 10/2020 | Present |
| Guardian Life Insurance Company | Scottsdale | AZ | 10/2020 | Present |
| Graig D Brown Ms Dds | Tucson | AZ | 10/2020 | Present |
1) Outside Insurance Sales, Start: 02/12/2021, Address: 7047 East Greenway Parkway, Suite 460 Scottsdale, AZ 85254-8107, 5 total hours per month, 0 during securities trading hours, Investment related, Less than 10% annual compensation, 2) Lighthouse Payments LLC-Consult with retail & e-commerce merchants by offering an array of options for credit/debit card payment systems, Start: 04/01/2023, Address: 7227 N Via de la Montana Scottsdale, AZ 85258, 10 total hour per month, 0 during securities trading hours, Not Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-26 |
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