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Current Employers
Mma Securities Llc

1166 Avenue Of The Americas, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-06-22
  • MN RA
    APPROVED
    Since 2026-06-22

Branch Locations

6160 Golden Hills Drive, Minneapolis, MN 55416 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mma Agency Minneapolis MN 05/2020 Present
Mma Securities Minneapolis MN 05/2020 Present
Coyote Logistics Minneapolis MN 06/2018 08/2019
Sbi Wealth Management Bloomington MN 06/2016 08/2017
Netspi Minneapolis MN 08/2019 02/2020
Saint John's University Collegeville MN 08/2014 05/2018
  • 05/2020 → Present
    Mma Agency
    Minneapolis, MN
  • 05/2020 → Present
    Mma Securities
    Minneapolis, MN
  • 06/2018 → 08/2019
    Coyote Logistics
    Minneapolis, MN
  • 06/2016 → 08/2017
    Sbi Wealth Management
    Bloomington, MN
  • 08/2019 → 02/2020
    Netspi
    Minneapolis, MN
  • 08/2014 → 05/2018
    Saint John's University
    Collegeville, MN
Other Businesses

The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-06-20
S63 Uniform Securities Agent State Law Examination 2020-10-15
  • S65 Uniform Investment Adviser Law Examination
    2026-06-20
  • S63 Uniform Securities Agent State Law Examination
    2020-10-15

View on SEC IAPD

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