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9870 Research Drive, Irvine, CA 92618 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-06 |
| CA | RA | APPROVED | 2022-05-16 |
Branch Locations
9870 Research Drive, Irvine, CA 92618 • United States
101 Metro Dr. Suite 650, San Jose, CA 95110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oneill & Bergado, Inc. | San Jose | CA | 10/2011 | Present |
| 1St Global Capital Corp. | San Jose | CA | 08/2016 | 10/2019 |
| 1St Global Advisors, Inc. | San Jose | CA | 08/2016 | 10/2019 |
| Avantax Insurance Services, Inc. | San Jose | CA | 11/2017 | 04/2021 |
| Avantax Advisory Services | San Jose | CA | 10/2019 | 04/2021 |
| Avantax Investment Services, Inc. | San Jose | CA | 10/2019 | 04/2021 |
| Securities America, Inc. | San Jose | CA | 04/2021 | 05/2022 |
| Evergreen Wealth Advisory Group | San Jose | CA | 04/2021 | Present |
| Cooper Mcmanus | San Jose | CA | 05/2022 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2022 | Present |
1.ONEILL & BERGADO INC, 6830 Via Del Oro Suite 220, San Joe CA 95119, United States, 10/01/2011, tax and accounting services, Employee, NIR, 160 HR/MO - 100HR/MO TRADING 2.GALE BERGADO, 6830 Via Del Oro, Suite 220, San Jose CA 95119, United States, 05/25/2021, asset management and financial planning, 1099 Contractor, NIR, 5 HR/MO - 5 HR/MO TRADING 3.COOPER MCMANUS, 6830 Via Del Oro, Suite 220, San Jose CA 95119, United States, 06/01/2022, financial advising, financial advising, NIR, 7 HR/MO - 7 HR/MO TRADING 4.GALE BERGADO, 6830 Via Del Oro, Suite 220, San Jose CA 95119, United States, 07/01/2017, life insurance, 1099 Contractor, NIR, 3 HR/MO - 3 HR/MO TRADING 5. SNAP ADVISORY INC, 6830 VIA DEL ORO STE 220, SAN JOSE CA 95119, 12/2023, CPA, NIR, 120 HR/MO - 12 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-19 |
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