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Jonathan Alexander Hicks

Morgan Stanley

Colorado Springs, CO

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-07-16
TX RA APPROVED 2021-05-28
  • CO RA
    APPROVED
    Since 2024-07-16
  • TX RA
    APPROVED
    Since 2021-05-28

Branch Locations

121 South Tejon Street Suite 700, Colorado Springs, CO 80903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Austin TX 07/2016 06/2017
Jpmorgan Secuities Llc. Dallas TX 10/2017 04/2019
Unemployed Roanoke TX 06/2017 08/2017
Thrivent Financial Plano TX 08/2017 10/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 04/2019 05/2021
Morgan Stanley Smith Barney Llc Colorado Springs CO 05/2021 Present
Morgan Stanley Private Bank, N.A New York NY 08/2026 Present
  • 07/2016 → 06/2017
    Charles Schwab & Co., Inc.
    Austin, TX
  • 10/2017 → 04/2019
    Jpmorgan Secuities Llc.
    Dallas, TX
  • 06/2017 → 08/2017
    Unemployed
    Roanoke, TX
  • 08/2017 → 10/2017
    Thrivent Financial
    Plano, TX
  • 04/2019 → 05/2021
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Dallas, TX
  • 05/2021 → Present
    Morgan Stanley Smith Barney Llc
    Colorado Springs, CO
  • 08/2026 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-19
S63 Uniform Securities Agent State Law Examination 2017-05-11
  • S65 Uniform Investment Adviser Law Examination
    2017-08-19
  • S63 Uniform Securities Agent State Law Examination
    2017-05-11
Other Names
  • Johnathan Alexander Hicks
  • Jonathan Hicks

View on SEC IAPD

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Christopher Robert Dorsett

Other Offices

LPL FINANCIAL LLC · COLORADO SPRINGS, CO
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COLORADO SPRINGS, CO
SEAMOUNT FINANCIAL GROUP INC · COLORADO SPRINGS, CO
UBS FINANCIAL SERVICES INC. · COLORADO SPRINGS, CO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLORADO SPRINGS, CO
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · COLORADO SPGS, CO
BENJAMIN F. EDWARDS & COMPANY, INC. · Colorado Springs, CO
OSAIC WEALTH, INC. · COLORADO SPRINGS, CO

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