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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-24
CA RA APPROVED 2023-05-03
  • TX RA
    APPROVED_RES
    Since 2025-09-24
  • CA RA
    APPROVED
    Since 2023-05-03

Branch Locations

1898 Contra Costa Blvd, Pleasant Hill, CA 94523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Pittsburg CA 07/2016 03/2017
Jpmorgan Chase Bank N.A Pittsburg CA 02/2016 07/2018
Santa Clara County San Jose CA 07/2018 08/2018
Jpmorgan Chase Bank N.A Pittsburg CA 09/2018 10/2019
Jpmorgan Securities Llc Oakley CA 10/2019 04/2021
J.P. Morgan Securities Llc Pleasant Hill CA 04/2021 Present
Jpmorgan Chase Bank, N.A. Pleasant Hill CA 04/2021 Present
  • 07/2016 → 03/2017
    Pittsburg, CA
  • 02/2016 → 07/2018
    Jpmorgan Chase Bank N.A
    Pittsburg, CA
  • 07/2018 → 08/2018
    Santa Clara County
    San Jose, CA
  • 09/2018 → 10/2019
    Jpmorgan Chase Bank N.A
    Pittsburg, CA
  • 10/2019 → 04/2021
    Jpmorgan Securities Llc
    Oakley, CA
  • 04/2021 → Present
    Pleasant Hill, CA
  • 04/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Pleasant Hill, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-03
S63 Uniform Securities Agent State Law Examination 2019-08-19
  • S66 Uniform Combined State Law Examination
    2023-05-03
  • S63 Uniform Securities Agent State Law Examination
    2019-08-19

View on SEC IAPD

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