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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-04-04 |
| TN | RA | APPROVED | 2018-02-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Johnson City | TN | 08/2016 | Present |
| Social Security Administration | Nashville | TN | 03/1995 | 06/2016 |
| Unemployed | Johnson City | TN | 06/2016 | 07/2016 |
| Bank Of America, N.A. | Johnson City | TN | 09/2018 | Present |
I*126342 For profit or not for profit: Non-Profit Organization Name of outside business organization: Central Baptist Church Investment related: N Address of business: Johnson City, Tennessee 37601 Nature of business: Charitable Organization, Position, title, association: , Start date of relationship: 1/1/2020 Number of hours devoted: 3 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Serving on the church's board of directors in the role of vice-chairman. I*126415 For profit or not for profit: For-Profit Organization Name of outside business organization: Ann Taylor Investment related: N Address of business: Cranston, Rhode Island 2920 Nature of business: Other,Retail clothing store Position, title, association: Part-Time, Start date of relationship: 10/1/2019 Number of hours devoted: 40 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: working in a clothing retail store
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-05 |
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