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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-01-02 |
| CA | RA | APPROVED | 2007-06-22 |
Branch Locations
4700 Stockdale Hwy Suite 106, Bakersfield, CA 93309 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc. (Formerly: Linsco/Private Ledger Corp) | Bakersfield | CA | 06/2007 | Present |
1. 8/7/2009 - Thiesen Dueker Financial Consulting Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2. 9/15/2011 - Thiesen Dueker - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 3. 9/15/2011 - Thiesen Dueker Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 4. 08/21/2023 - Thiesen Dueker Modern Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/09/2023 - 160 Hours Per Month/ 40 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-04-08 |
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