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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-08-20
CA RA APPROVED 2018-02-07
  • TX RA
    APPROVED
    Since 2018-08-20
  • CA RA
    APPROVED
    Since 2018-02-07

Branch Locations

6085 Coffee Road, Bakersfield, CA 93308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase & Co. Bakersfield CA 02/2016 01/2017
Jp Morgan Securities Llc Bakersfield CA 06/2016 02/2018
Jpmorgan Chase Bank, N.A. Bakersfield CA 02/2018 Present
Jpmorgan Chase Bank, N.A Bakersfield CA 01/2017 12/2017
J.P. Morgan Securities Llc Bakersfield CA 02/2018 Present
  • 02/2016 → 01/2017
    Jpmorgan Chase & Co.
    Bakersfield, CA
  • 06/2016 → 02/2018
    Bakersfield, CA
  • 02/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Bakersfield, CA
  • 01/2017 → 12/2017
    Jpmorgan Chase Bank, N.A
    Bakersfield, CA
  • 02/2018 → Present
    Bakersfield, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-29
S63 Uniform Securities Agent State Law Examination 2016-10-27
  • S66 Uniform Combined State Law Examination
    2018-01-29
  • S63 Uniform Securities Agent State Law Examination
    2016-10-27

View on SEC IAPD

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