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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-11-26
MN RA APPROVED 2017-12-04
  • TX RA
    APPROVED
    Since 2018-11-26
  • MN RA
    APPROVED
    Since 2017-12-04

Branch Locations

90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States

17365 Kenyon Ave, Lakeville, MN 55044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Minneapolis MN 01/2014 Present
Wells Fargo Clering Services, Llc Minneapolis MN 08/2017 Present
  • 01/2014 → Present
    Wells Fargo Bank, Na
    Minneapolis, MN
  • 08/2017 → Present
    Wells Fargo Clering Services, Llc
    Minneapolis, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-12-04
S63 Uniform Securities Agent State Law Examination 2017-11-09
  • S65 Uniform Investment Adviser Law Examination
    2017-12-04
  • S63 Uniform Securities Agent State Law Examination
    2017-11-09
Other Names
  • Erik Bird

View on SEC IAPD

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