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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-05-17 |
| MN | RA | APPROVED | 2018-04-17 |
| TX | RA | APPROVED | 2018-04-17 |
Branch Locations
80 South 8Th Street Suite 3040, Minneapolis, MN 55402 • United States
1 North Wacker Drive 32Nd & 33Rd, Chicago, IL 60606 • United States
One North Wacker Drive Ste 3300, Chicago, IL 60606 • United States
Lemont, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Minneapolis | MN | 07/2016 | 04/2018 |
| Bank Of America, N.A. | Minneapolis | MI | 01/2017 | 04/2018 |
| Ubs Financial Services Inc. | Minneapolis | MN | 04/2018 | Present |
Uber Technologies Inc., not investment related, 405 Howard Street San Francisco CA 94105, peer-to-peer ridesharing, employee: driver, Jan 2018, 5-10 hours per month on nights and weekends, no hours during securities trading hours, driver.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-02 |
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