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Current Employers
Credit Union Investment Services

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-01-17
  • NC RA
    APPROVED
    Since 2017-01-17

Branch Locations

1201 New Garden Rd, Greensboro, NC 27410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Secu Brokerage Services Raleigh NC 07/2016 Present
Secu Life Insurance Company Raleigh NC 07/2016 Present
State Employees' Credit Union Greensboro NC 05/2010 Present
Credit Union Investment Services Raleigh NC 10/2016 Present
Members Trust Company Tampa FL 10/2017 Present
  • 07/2016 → Present
    Secu Brokerage Services
    Raleigh, NC
  • 07/2016 → Present
    Secu Life Insurance Company
    Raleigh, NC
  • 05/2010 → Present
    State Employees' Credit Union
    Greensboro, NC
  • 10/2016 → Present
    Raleigh, NC
  • 10/2017 → Present
    Members Trust Company
    Tampa, FL
Other Businesses

STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: Financial Advisory Services District Manager. START DATE 5/2010. DUTIES: Supervise the offering of FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 7/2016. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. MEMBERS TRUST COMPANY. INVESTMENT RELATED BUSINESS. NATURE: TRUST SERVICES. ADDRESS: 14025 RIVEREDGE DRIVE, SUITE 280, TAMPA, FL 33637. SPEND APPROXIMATELY 1% OF TIME CONDUCTING MTC BUSINESS. START DATE: OCTOBER, 2017. TITLE: TRUST REP. Creekside Park HOA. Nature: Administration. Title: Treasurer. Address: 273 Creek Lane Fleetwood, NC. 28626. Duties: Collecting annual dues, writing checks for road/property maintenance. Start Date: July 2023. Hours per Month: 1. Living Water Foundation Address: 45 Red Fox Run Pinehurst, NC. 28374 Type of Business: Church or Religious Organization Title: Treasurer Duties: Oversee custody of funds and other assets, prepare financial statements Start Date: 10/21/2025 Hours Devoted Per Month: 5 approx Living Water Foundation Address: 45 Red Fox Run Pinehurst, NC. 28374 Type of Business: Church or Religious Organization Title: Director Duties: As Director, help ensure company adheres to vision and mission of company Start Date: 01/08/2026 Hours Devoted Per Month: 5 approx

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-01-10
S63 Uniform Securities Agent State Law Examination 2016-10-19
  • S65 Uniform Investment Adviser Law Examination
    2017-01-10
  • S63 Uniform Securities Agent State Law Examination
    2016-10-19
Other Names
  • Jana Lynn Mason

View on SEC IAPD

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