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801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2017-01-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Secu Brokerage Services | Raleigh | NC | 07/2016 | Present |
| Secu Life Insurance Company | Raleigh | NC | 07/2016 | Present |
| State Employees' Credit Union | Greensboro | NC | 05/2010 | Present |
| Credit Union Investment Services | Raleigh | NC | 10/2016 | Present |
| Members Trust Company | Tampa | FL | 10/2017 | Present |
STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: Financial Advisory Services District Manager. START DATE 5/2010. DUTIES: Supervise the offering of FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 7/2016. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. MEMBERS TRUST COMPANY. INVESTMENT RELATED BUSINESS. NATURE: TRUST SERVICES. ADDRESS: 14025 RIVEREDGE DRIVE, SUITE 280, TAMPA, FL 33637. SPEND APPROXIMATELY 1% OF TIME CONDUCTING MTC BUSINESS. START DATE: OCTOBER, 2017. TITLE: TRUST REP. Creekside Park HOA. Nature: Administration. Title: Treasurer. Address: 273 Creek Lane Fleetwood, NC. 28626. Duties: Collecting annual dues, writing checks for road/property maintenance. Start Date: July 2023. Hours per Month: 1. Living Water Foundation Address: 45 Red Fox Run Pinehurst, NC. 28374 Type of Business: Church or Religious Organization Title: Treasurer Duties: Oversee custody of funds and other assets, prepare financial statements Start Date: 10/21/2025 Hours Devoted Per Month: 5 approx Living Water Foundation Address: 45 Red Fox Run Pinehurst, NC. 28374 Type of Business: Church or Religious Organization Title: Director Duties: As Director, help ensure company adheres to vision and mission of company Start Date: 01/08/2026 Hours Devoted Per Month: 5 approx
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 2016-10-19 |
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