Noe Zarate

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
HI	RA	APPROVED	2025-03-01

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Rolling Meadows	IL	06/2016	08/2019
Bank Of America, N.A.	Rolling Meadows	IL	06/2016	08/2019
Morgan Stanley	Honolulu	HI	10/2019	08/2020
Apple	Honolulu	HI	09/2019	01/2020
Unemployed	Honolulu	HI	08/2020	03/2021
Moku	Honolulu	HI	03/2021	11/2021
Robinhood Financial, Llc	Menlo Park	CA	11/2021	03/2023
Tesla	Hononlulu	HI	03/2021	03/2021
Robinhood Markets, Inc	Menlo Park	CA	06/2022	03/2023
Lululemon	Honolulu	HI	10/2023	11/2023
Unemployed	Honolulu	HI	04/2023	09/2023
Unemployed	Honolulu	HI	12/2023	09/2024
Charles Schwab & Co., Inc.	Honolulu	HI	10/2024	Present
Charles Schwab Bank, Ssb	Honolulu	HI	10/2024	Present

06/2016 → 08/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rolling Meadows, IL
06/2016 → 08/2019

Bank Of America, N.A.

Rolling Meadows, IL
10/2019 → 08/2020

Morgan Stanley

Honolulu, HI
09/2019 → 01/2020

Apple

Honolulu, HI
08/2020 → 03/2021

Unemployed

Honolulu, HI
03/2021 → 11/2021

Moku

Honolulu, HI
11/2021 → 03/2023

Robinhood Financial, Llc

Menlo Park, CA
03/2021 → 03/2021

Tesla

Hononlulu, HI
06/2022 → 03/2023

Robinhood Markets, Inc

Menlo Park, CA
10/2023 → 11/2023

Lululemon

Honolulu, HI
04/2023 → 09/2023

Unemployed

Honolulu, HI
12/2023 → 09/2024

Unemployed

Honolulu, HI
10/2024 → Present

Charles Schwab & Co., Inc.

Honolulu, HI
10/2024 → Present

Charles Schwab Bank, Ssb

Honolulu, HI

2019-11-26 → 2020-08-14

Morgan Stanley

Honolulu, HI
2016-08-12 → 2019-08-05

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-02-28
S66	Uniform Combined State Law Examination	2016-08-11

Other Firms