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Collin David Shapiro

Morgan Stanley

Williamsville, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-07-29
NY RA APPROVED 2021-06-16
CT RA APPROVED 2018-08-03
  • TX RA
    APPROVED_RES
    Since 2021-07-29
  • NY RA
    APPROVED
    Since 2021-06-16
  • CT RA
    APPROVED
    Since 2018-08-03

Branch Locations

450 Essjay Road Suite 100, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
People's Securities, Inc. Bridgeport CT 06/2016 05/2018
Morgan Stanley Williamsville NY 07/2018 Present
Morgan Stanley Private Bank, N.A. New York NY 07/2018 Present
  • 06/2016 → 05/2018
    People's Securities, Inc.
    Bridgeport, CT
  • 07/2018 → Present
    Morgan Stanley
    Williamsville, NY
  • 07/2018 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2017-04-06 → 2018-05-21
    People'S Securities, Inc.
    Stamford, CT
    Bridgeport, CT
    Fairfield, CT
    Fairfield, CT
    Southport, CT
    Westport, CT
    Wilton, CT
    Wilton, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-06
  • S66 Uniform Combined State Law Examination
    2017-04-06

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · WILLIAMSVILLE, NY
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