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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-11-30 |
| CT | RA | APPROVED | 2017-05-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Boston | MA | 07/2016 | 02/2017 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 11/2016 | 02/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newton | MA | 03/2017 | Present |
| Bank Of America, N.A. | Newton | MA | 06/2017 | Present |
I*1044303Name of OBA: UVA Club of BostonAddress: Charlottesville, Virginia, 22903Investment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 03/01/2024No Hours: 1No Hours during trading: 0Duties: Co-President - responsible for holding meetings, managing board members, planning events/outreach and communicating with Alumni office. I*2929344 Entity Type: N/A Name of OBA: D. & D. C. Revocable Trust Address:South Glastonbury Connecticut Investment Related:No Position, Title, Association:Successor Trustee Start Date:09/30/2030 No Hours: 10 Yearly No Hours during trading:0 Yearly Duties:Successor Trustee for Aunt, Uncle
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-05 |
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