Stephan Lars Hodge

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2009 → 11/2022
  Massmutual Life Insurance Company
  Indianapolis, IN
• 01/2010 → 11/2022
  Mml Investors Services, Llc
  Indianapolis, IN
• 12/2022 → Present
  Lpl Financial Llc
  Carmel, IN

Previous Registrations

• 2010-01-26 → 2022-12-13
  Mml Investors Services, Llc
  Indianapolis, IN
• 2007-03-15 → 2007-04-30
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 2007-02-01 → 2007-03-15
  Northwestern Mutual Investment Services, Llc
  Indianapolis, IN
• 2005-03-22 → 2006-06-19
  City Securities Corporation
  Indianapolis, IN
  Indianapolis, IN

Exams

• S63 Uniform Securities Agent State Law Examination
  2007-01-30
• S65 Uniform Investment Adviser Law Examination
  2005-03-21