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Jack Chen

J.P. Morgan Securities LLC

Irvine, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-11-08
TX RA APPROVED 2017-11-08
  • CA RA
    APPROVED
    Since 2017-11-08
  • TX RA
    APPROVED
    Since 2017-11-08

Branch Locations

6460 Irvine Blvd, Irvine, CA 92620 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brian Wong San Mateo CA 07/2016 10/2017
Waddell & Reed, Inc San Mateo CA 10/2016 10/2017
Red Tower Advisors (Dba) San Mateo CA 08/2017 10/2017
Jpmorgan Chase Bank Irvine CA 08/2021 Present
Jpmorgan Chase Bank, Na San Mateo CA 10/2017 08/2021
Jp Morgan Securities Llc Irvine CA 08/2021 Present
  • 07/2016 → 10/2017
    Brian Wong
    San Mateo, CA
  • 10/2016 → 10/2017
    Waddell & Reed, Inc
    San Mateo, CA
  • 08/2017 → 10/2017
    Red Tower Advisors (Dba)
    San Mateo, CA
  • 08/2021 → Present
    Jpmorgan Chase Bank
    Irvine, CA
  • 10/2017 → 08/2021
    Jpmorgan Chase Bank, Na
    San Mateo, CA
  • 08/2021 → Present
    Jp Morgan Securities Llc
    Irvine, CA
Previous Registrations
  • 2017-03-14 → 2017-11-06
    Waddell & Reed
    San Mateo, CA
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-09
  • S66 Uniform Combined State Law Examination
    2017-03-09
Other Names
  • Jack Chen
  • Jack Gang Chen

View on SEC IAPD

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Other Investors

ANH THICAM NGUYEN
HAN CHEN
Wade Allen Jones
Sylvia Yoonhee Ahn
Adam Jehad Salman
Charles Edward Gallagher
KAREN LOMAS
Arvind Mehta

Other Offices

VISTA POINT ASSET MANAGEMENT LLC · IRVINE, CA
PRINCIPAL SECURITIES, INC. · IRVINE, CA
GALLAGHER FIDUCIARY ADVISORS, LLC · Irvine, CA
EQUITABLE ADVISORS, LLC · IRVINE, CA
GALLAGHER FIDUCIARY ADVISORS, LLC · Irvine, CA
INTEGRATED WEALTH CONCEPTS LLC · IRVINE, CA
INTEGRATED WEALTH CONCEPTS LLC · IRVINE, CA
EQUITABLE ADVISORS, LLC · IRVINE, CA

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