David Brian Winter

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 07/2017
  Ameriprise Financial Services, Inc.
  San Francisco, CA
• 08/2017 → 06/2018
  Jpmorgan Securities Llc
  Santa Clara, CA
• 01/2009 → Present
  Blue Fever
  Campbell, CA
• 05/2008 → 01/2025
  Takelessons.COm
  San Diego, CA
• 06/2018 → Present
  Jp Morgan Securities, Llc
  Santa Clara, CA

Previous Registrations

• 2016-09-01 → 2017-07-19
  Ameriprise Financial Services, Llc
  San Francisco, CA

Other Businesses

ACTIVITY TYPE: 3 - SECOND JOB NAME OF ENTITY: BLUE FEVER POSITION: MUSICIAN / INSTRUCTOR START DATE: 1/1/2009 ADDRESS: 350 Campbell, CA DETAILS: WWW.BLUEFEVERBAND.COM. Self-employed musician INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 9 HOURS DURING TRADING: 0

Exams

• S66 Uniform Combined State Law Examination
  2016-09-01

Other Names

• David Winter