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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-12-13 |
| AZ | RA | APPROVED | 2017-06-05 |
Branch Locations
1947 Commerce Center Circle D, Prescott, AZ 86301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Equitable | Scottsdale | AZ | 06/2016 | 11/2016 |
| K And R Tax | Mesa | AZ | 03/2016 | 05/2017 |
| Arizona State University | Tempe | AZ | 01/2015 | 04/2017 |
| Bcj Capital Management | Scottsdale | AZ | 01/2017 | 04/2017 |
| Edward Jones | St Louis | MO | 06/2017 | Present |
Rental Property Phoenix, AZ Start date: 3/16/2018 Landlord Hours per week: 0 Hours during trading: 0 Landlord and owner of Rental Property. Responsibilities are those of a landlord in fixing things and collecting rent etc. * BRIEF_DESCRIPTION: DP Professionals Type of business: NONE Prescott, AZ Start date: 3/1/2017 Shareholder Hours per week: 0 Hours during trading: 0 No responsibilities
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 2016-10-22 |
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