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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-11-05
CO RA APPROVED 2017-11-06
  • TX RA
    APPROVED
    Since 2018-11-05
  • CO RA
    APPROVED
    Since 2017-11-06

Branch Locations

6400 S Fiddlers Green Cir, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Greenwood Village CO 05/2017 Present
University Of Colorado Boulder CO 08/2012 12/2016
Black Pepper Pho Boulder CO 03/2014 05/2017
Bank Of America, N.A. Greenwood Village CO 07/2018 Present
  • 05/2017 → Present
    Greenwood Village, CO
  • 08/2012 → 12/2016
    University Of Colorado
    Boulder, CO
  • 03/2014 → 05/2017
    Black Pepper Pho
    Boulder, CO
  • 07/2018 → Present
    Bank Of America, N.A.
    Greenwood Village, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-03
  • S66 Uniform Combined State Law Examination
    2017-11-03
Other Names
  • Cole R Hogsett
  • Cole Hogsett

View on SEC IAPD

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