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Nicholas Andrew D'ANdrea

Cx Institutional, LLC

Cincinnati, OH

Auburn, IN

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Current Employers
Cx Institutional, Llc

200 East 7Th Street, Auburn, IN 46706 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-01-21
  • OH RA
    APPROVED
    Since 2026-01-21

Branch Locations

4555 Lake Forest Dr. Suite 410, Cincinnati, OH 45242 • United States

200 East 7Th Street, Auburn, IN 46706 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Covington KY 06/2016 12/2016
Fidelity Investments Covington KY 01/2017 12/2018
Fidelity Investments Covington KY 11/2018 12/2020
Bartlett Wealth Management Cincinnati OH 01/2021 07/2024
Bartlett Wealth Management Cincinnati OH 07/2024 12/2025
Cx Institutional Cincinnati OH 01/2026 Present
  • 06/2016 → 12/2016
    Fidelity Brokerage Services Llc
    Covington, KY
  • 01/2017 → 12/2018
    Fidelity Investments
    Covington, KY
  • 11/2018 → 12/2020
    Fidelity Investments
    Covington, KY
  • 01/2021 → 07/2024
    Bartlett Wealth Management
    Cincinnati, OH
  • 07/2024 → 12/2025
    Bartlett Wealth Management
    Cincinnati, OH
  • 01/2026 → Present
    Cx Institutional
    Cincinnati, OH
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-07-23
  • S63 Uniform Securities Agent State Law Examination
    2016-07-23
Designations
Other Names
  • Nick D'ANdrea
  • Nicholas Andrew D'ANdrea
  • Nicholas Andrew D Andrea

View on SEC IAPD

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JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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