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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-06-26 |
| OH | RA | APPROVED | 2024-03-14 |
| TN | RA | APPROVED | 2018-10-24 |
Branch Locations
8044 Montgomery Rd Ste 570 Towers Of Kenwood, Cincinnati, OH 45236 • United States
Cincinnati, OH • United States
150 3Rd Ave S Ste 2100, Nashville, TN 37201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 07/2016 | 10/2018 |
| Wells Fargo Clearing Services, Llc | Brentwood | TN | 10/2018 | Present |
RENTAL PROPERTY - HARPETH ; INV RELATED; NASHVILLE, TN; RENTAL;50% OWNERSHIP;START DATE: 03/23/2024; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-15 |
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